Achieving Email Security and Compliance with SEC Rule 17a-4
Rule 17a-4, under SEC regulations, requires financial firms to retain and preserve certain records, including emails so regulators can audit operations as may be necessary.
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Monday, December 11, 2023 | 12 Noon
Achieving Email Security and Compliance with SEC Rule 17a-4
In an effort to manage risk beyond 17a-4, many financial firms take steps to encrypt sensitive data shared via email workflows, which frequently begs the question: what’s the best way to balance the desire to encrypt email, with the regulatory requirement to archive them?
Join this webinar to learn how Karl Jankowski, CISO at WealthForge examined his options for solving this challenge, and ultimately implemented a solution which enables end-to-end encryption of sensitive emails combined with an elegant email archiving workflow in compliance with 17a-4.
